Tue 19 Sep 2006
Book Review - Buckets of Money by Ray Lucia
Posted by RichSlick under Book Reviews
Thanks for visiting. This blog is intended for individuals with Net Annual Income of $105,000 or more. Get Rich Slow + Get Rich Quick = Get Rich Slick. If you're new here, you may want to subscribe to my RSS feed.
A friend picked up Ray Lucia’s Buckets of Money at a seminar he gave a year or so ago and passed it on to me. I enjoyed reading the book but my first and immediate impression as I began to read it was that it was geared toward “older folks” who had already accumulated a sizeable nest egg and were closer to retirement (late 40’s and older).
This book doesn’t offer advice on how to get your nest egg up to 300k nor does it have any “system” for stock picking or advice on trading nor does it tell you to “skip the latte” every morning; it is a strategy book on what to do with the nest egg you’ve already built up.
The strategy is fairly simple and straight forward. Ray advices the creation of three “buckets of money” to secure your financial future.
Bucket 1 contains money you need for on going expenses today
Bucket 2 contains money you will need in the immediate future once Bucket 1 runs out
Bucket 3 contains money you will need later in life (preferably retirement)
The strategy takes advantage of the time value of money and growth for Buckets 2 and 3.
I’ll break down an example of how I think the mechanics of this would work.
Say you need $2000/month to live on during your retirement years. In Bucket 1 you would put 24k into a money market account from which you will draw 2k for monthly expenses. You now know that this bucket will only last a year before it empties.
Meanwhile, in Bucket 2, you have 100k or so in a conservatively safe income producing investment. Whether high dividend yield fixed income securities of income funds and bonds, you keep the money safe but growing.
While Bucket 2 grows income, Bucket 3 is a little more aggressive and should yield higher returns and growth. Because the window for using Bucket 3 is far away, any “shocks” to the money bucket because of downturn in markets will be offset by the longer time horizon.
The mechanics are simple, as Bucket 1 empties; siphon another 24k from Bucket 2. This process repeats until Bucket 2 is empty at which point you draw funds from Bucket 3 and pour into Bucket 2 which then funds Bucket 1.
It is a simple effective way to manage your money. The only problem with this book is that is makes many assumptions such as:
- You have a large reserve of funds (300k +)
- You are an older individual close to retirement
- You will have fixed monthly expenditures
I’d love to see Ray Lucia come out with a book that focuses on the younger generation and longer time horizons but the book is a good read and I’d recommend it to everyone who would like to see effective long term financial planning theories and ideas from a veteran investor.












July 3rd, 2007 at 3:00 pm
I think you are missing the point about this book. You do not set up bucket number one for 1 year it is a bucket designed to flow for 7-10 year in a structured way. Bucket 2 can then hold longer term safe assets like Non-Traded REITS, bonds etc. that will be available with inflation adjusted figures to repleat bucket 1. Then bucket 3 can be invested in equity investments to capture the long term returns of the market. You can also use this book to help you in your young years. I am 31 years old and have employed this strategy to define a course of action for my own financial future. If you know what your buckets need to look like to accomplish your retirement goals you can figure out your Magic retirement number…i.e assets needed to fund the buckets theory. Then all you need to do is structure a diverse portfolio that you can fund over time to achive your goal using long term returns and adjust your funding as the market dictates. Forget about picking stocks, leave that to the professionals…and I don’t mean a stock broker. After all if they were so good at picking stocks don’t you think they would be making millions of dollars running large mutual funds. Stick to mutual funds, UITs, real estate and bonds. This is not good cocktail party info but who cares, long and slow is the way to go. The tech bubble should have taught us all a lesson.
March 10th, 2008 at 6:53 pm
Refer to previous reply. Couldn’t have explained it better.
April 4th, 2008 at 10:47 am
Paul Grangaard has a much more sophisticated version of this [google "grangaard strategy"] that basically combines a stock portfolio 9Bucket # 3) with a bond-laddering strategy (Buckets #1 and #2).
April 4th, 2008 at 3:16 pm
I’ll check it out.